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52 

14 CFR Ch. I (1–1–24 Edition) 

§ 13.49 

amended, the hearing officer must 
allow the other parties a reasonable op-
portunity to respond. 

§ 13.49

Motions. 

(a) 

Motions in lieu of an answer. A re-

spondent may file a motion to dismiss 
or a motion for a more definite state-
ment in place of an answer. If the hear-
ing officer denies the motion, the re-
spondent must file an answer within 10 
days. 

(1) 

Motion to dismiss. The respondent 

may file a motion asserting that the 
allegations in the complaint fail to 
state a violation of Federal aviation 
statutes, a violation of regulations in 
this chapter, lack of qualification of 
the respondent, or other appropriate 
grounds. 

(2) 

Motion for more definite statement. 

The respondent may file a motion that 
the allegations in the notice be made 
more definite and certain. 

(b) 

Motion to dismiss request for hear-

ing. The FAA may file a motion to dis-
miss a request for hearing based on ju-
risdiction, timeliness, or other appro-
priate grounds. 

(c) 

Motion for decision on the pleadings 

or for summary decision. After the com-
plaint and answer are filed, either 
party may move for a decision on the 
pleadings or for a summary decision, in 
the manner provided by Rules 12 and 
56, respectively, of the Federal Rules of 
Civil Procedure. 

(d) 

Motion to strike. Upon motion of 

either party, the hearing officer may 
order stricken, from any pleadings, any 
insufficient allegation or defense, or 
any redundant, immaterial, imper-
tinent, or scandalous matter. 

(e) 

Motion to compel. Any party may 

file a motion asking the hearing officer 
to order any other party to produce 
discovery requested in accordance with 
§ 13.53 if— 

(1) The other party has failed to 

timely produce the requested dis-
covery; and 

(2) The moving party certifies it has 

in good faith conferred with the other 
party in an attempt to obtain the re-
quested discovery prior to filing the 
motion to compel. 

(f) 

Motion for protective order. The 

hearing officer may order information 
contained in anything filed, or in any 

testimony given pursuant to this sub-
part withheld from public disclosure 
when, in the judgment of the hearing 
officer, disclosure would be detri-
mental to aviation safety; disclosure 
would not be in the public interest; or 
the information is not otherwise re-
quired to be made available to the pub-
lic. Any person may make written ob-
jection to the public disclosure of any 
information, stating the ground for 
such objection. 

(g) 

Other motions. Any application for 

an order or ruling not otherwise pro-
vided for in this subpart must be made 
by motion. 

(h) 

Responses to motions. Any party 

may file a response to any motion 
under this subpart within 10 days after 
service of the motion. 

§ 13.51

Intervention. 

Any person may move for leave to in-

tervene in a proceeding and may be-
come a party thereto, if the hearing of-
ficer, after the case is sent to the hear-
ing officer for hearing, finds that the 
person may be bound by the order to be 
issued in the proceedings or has a prop-
erty or financial interest that may not 
be adequately represented by existing 
parties, and that the intervention will 
not unduly broaden the issues or delay 
the proceedings. Except for good cause 
shown, a motion for leave to intervene 
may not be considered if it is filed less 
than 10 days before the hearing. 

§ 13.53

Discovery. 

(a) 

Filing.  Discovery requests and re-

sponses are not filed with the FAA 
Hearing Docket unless in support of a 
motion, offered for impeachment, or 
other permissible circumstances as ap-
proved by the hearing officer. 

(b) 

Scope of discovery. Any party may 

discover any matter that is not privi-
leged and is relevant to any party’s 
claim or defense. 

(c) 

Time for response to written dis-

covery requests. (1) Written discovery 
includes interrogatories, requests for 
admission or stipulations, and requests 
for production of documents. 

(2) Unless otherwise directed by the 

hearing officer, a party must serve its 
response to a discovery request no 
later than 30 days after service of the 
discovery request. 

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53 

Federal Aviation Administration, DOT 

§ 13.59 

(d) 

Depositions.  After the respondent 

has filed a request for hearing and an 
answer, either party may take testi-
mony by deposition. 

(e) 

Limits on discovery. The hearing of-

ficer may limit the frequency and ex-
tent of discovery upon a showing by a 
party that— 

(1) The discovery requested is cumu-

lative or repetitious; 

(2) The discovery requested can be 

obtained from another less burdensome 
and more convenient source; 

(3) The party requesting the informa-

tion has had ample opportunity to ob-
tain the information through other dis-
covery methods permitted under this 
section; or 

(4) The method or scope of discovery 

requested by the party is unduly bur-
densome or expensive. 

§ 13.55

Notice of hearing. 

The hearing officer must set a rea-

sonable date, time, and location for the 
hearing, and must give the parties ade-
quate notice thereof, and of the nature 
of the hearing. Due regard must be 
given to the convenience of the parties 
with respect to the location of the 
hearing. 

§ 13.57

Subpoenas and witness fees. 

(a) 

Application.  The hearing officer, 

upon application by any party to the 
proceeding, may issue subpoenas re-
quiring the attendance of witnesses or 
the production of documents or tan-
gible things at a hearing or for the pur-
pose of taking depositions, as per-
mitted by law. The application for pro-
ducing evidence must show its general 
relevance and reasonable scope. Absent 
good cause shown, a party must file a 
request for a subpoena at least: 

(1) 15 days before a scheduled deposi-

tion under the subpoena; or 

(2) 30 days before a scheduled hearing 

where attendance at the hearing is 
sought. 

(b) 

Procedure.  A party seeking the 

production of a document in the cus-
tody of an FAA employee must use the 
discovery procedure found in § 13.53, 
and if necessary, a motion to compel 
under § 13.49. A party that applies for 
the attendance of an FAA employee at 
a hearing must send the application, in 
writing, to the hearing officer. The ap-

plication must set forth the need for 
that employee’s attendance. 

(c) 

Fees.  Except for an employee of 

the agency who appears at the direc-
tion of the agency, a witness who ap-
pears at a deposition or hearing is enti-
tled to the same fees and allowances as 
provided for under 28 U.S.C. 1821. The 
party who applies for a subpoena to 
compel the attendance of a witness at 
a deposition or hearing, or the party at 
whose request a witness appears at a 
deposition or hearing, must pay the 
witness fees and allowances described 
in this section. 

(d) 

Service of subpoenas. Any person 

who is at least 18 years old and not a 
party may serve a subpoena. Serving a 
subpoena requires delivering a copy to 
the named person. Except for the com-
plainant, the party that requested the 
subpoena must tender at the time of 
service the fees for 1 day’s attendance 
and the allowances allowed by law if 
the subpoena requires that person’s at-
tendance. Proving service, if necessary, 
requires the filing with the FAA Hear-
ing Docket of a statement showing the 
date and manner of service and the 
names of the persons served. The server 
must certify the statement. 

(e) 

Motion to quash or modify the sub-

poena.  A party, or any person served 
with a subpoena, may file a motion to 
quash or modify the subpoena with the 
hearing officer at or before the time 
specified in the subpoena for compli-
ance. The movant must describe, in de-
tail, the basis for the application to 
quash or modify the subpoena includ-
ing, but not limited to, a statement 
that the testimony, document, or tan-
gible thing is not relevant to the pro-
ceeding, that the subpoena is not rea-
sonably tailored to the scope of the 
proceeding, or that the subpoena is un-
reasonable and oppressive. A motion to 
quash or modify the subpoena will stay 
the effect of the subpoena pending a de-
cision by the hearing officer on the mo-
tion. 

(f) 

Enforcement of subpoena. If a per-

son disobeys a subpoena, a party may 
apply to a U.S. district court to seek 
judicial enforcement of the subpoena. 

§ 13.59

Evidence. 

(a) Each party to a hearing may 

present the party’s case or defense by 

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