background image

106 

14 CFR Ch. I (1–1–24 Edition) 

§ 16.209 

and with the written approval of the 
hearing officer. 

(b) A person may submit a written 

motion for leave to intervene as a 
party. Except for good cause shown, a 
motion for leave to intervene shall be 
submitted not later than 10 days after 
the notice of hearing and hearing 
order. 

(c) If the hearing officer finds that 

intervention will not unduly broaden 
the issues or delay the proceedings and, 
if the person has an interest that will 
benefit the proceedings, the hearing of-
ficer may grant a motion for leave to 
intervene. The hearing officer may de-
termine the extent to which an inter-
venor may participate in the pro-
ceedings. 

(d) Other persons may petition the 

hearing officer for leave to participate 
in the hearing. Participation is limited 
to the filing of a posthearing brief and 
reply to the hearing officer and the As-
sociate Administrator. Such a brief 
shall be filed and served on all parties 
in the same manner as the parties’ 
posthearing briefs are filed. 

(e) Participation under this section is 

at the discretion of the hearing officer, 
and no decision permitting participa-
tion shall be deemed to constitute an 
expression that the participant has 
such a substantial interest in the pro-
ceeding as would entitle it to judicial 
review of such decision. 

[Amdt. 16–1, 78 FR 56146, Sept. 12, 2013] 

§ 16.209

Extension of time. 

(a) 

Extension by oral agreement. The 

parties may agree to extend for a rea-
sonable period of time for filing a docu-
ment under this part. If the parties 
agree, the hearing officer shall grant 
one extension of time to each party. 
The party seeking the extension of 
time shall submit a draft order to the 
hearing officer to be signed by the 
hearing officer and filed with the hear-
ing docket. The hearing officer may 
grant additional oral requests for an 
extension of time where the parties 
agree to the extension. 

(b) 

Extension by motion. A party shall 

file a written motion for an extension 
of time with the hearing officer not 
later than 7 days before the document 
is due unless good cause for the late fil-
ing is shown. A party filing a written 

motion for an extension of time shall 
serve a copy of the motion on each 
party. 

(c) 

Failure to rule. If the hearing offi-

cer fails to rule on a written motion for 
an extension of time by the date the 
document was due, the motion for an 
extension of time is deemed denied. 

(d) 

Effect on time limits. In a hearing 

required by section 519(b) of the Air-
port and Airways Improvement Act, as 
amended in 1987, 49 U.S.C. 47106(e) and 
47111(d), the due date for the hearing 
officer’s initial decision and for the 
final agency decision are extended by 
the length of the extension granted by 
the hearing officer only if the hearing 
officer grants an extension of time as a 
result of an agreement by the parties 
as specified in paragraph (a) of this sec-
tion or, if the hearing officer grants an 
extension of time as a result of the 
sponsor’s failure to adhere to the hear-
ing schedule. In any other hearing, an 
extension of time granted by the hear-
ing officer for any reason extends the 
due date for the hearing officer’s ini-
tial decision and for the final agency 
decision by the length of time of the 
hearing officer’s decision. 

§ 16.211

Prehearing conference. 

(a) 

Prehearing conference notice. The 

hearing officer schedules a prehearing 
conference and serves a prehearing con-
ference notice on the parties promptly 
after being designated as a hearing of-
ficer. 

(1) The prehearing conference notice 

specifies the date, time, place, and 
manner (in person or by telephone) of 
the prehearing conference. 

(2) The prehearing conference notice 

may direct the parties to exchange pro-
posed witness lists, requests for evi-
dence and the production of documents 
in the possession of another party, re-
sponses to interrogatories, admissions, 
proposed procedural schedules, and pro-
posed stipulations before the date of 
the prehearing conference. 

(b) 

The prehearing conference. The pre-

hearing conference is conducted by 
telephone or in person, at the hearing 
officer’s discretion. The prehearing 
conference addresses matters raised in 
the prehearing conference notice and 

VerDate Sep<11>2014 

09:06 Jun 28, 2024

Jkt 262046

PO 00000

Frm 00116

Fmt 8010

Sfmt 8010

Y:\SGML\262046.XXX

262046

jspears on DSK121TN23PROD with CFR

background image

107 

Federal Aviation Administration, DOT 

§ 16.215 

such other matters as the hearing offi-
cer determines will assist in a prompt, 
full and fair hearing of the issues. 

(c) 

Prehearing conference report. At 

the close of the prehearing conference, 
the hearing officer rules on any re-
quests for evidence and the production 
of documents in the possession of other 
parties, responses to interrogatories, 
and admissions; on any requests for 
depositions; on any proposed stipula-
tions; and on any pending applications 
for subpoenas as permitted by § 16.219. 
In addition, the hearing officer estab-
lishes the schedule, which shall provide 
for the issuance of an initial decision 
not later than 110 days after issuance 
of the Director’s Determination order 
unless otherwise provided in the hear-
ing order. 

[Doc. No. 27783, 61 FR 54004, Oct. 16, 1996, as 
amended at Amdt. 16–1, 78 FR 56147, Sept. 12, 
2013] 

§ 16.213

Discovery. 

(a) Discovery is limited to requests 

for admissions, requests for production 
of documents, interrogatories, and 
depositions as authorized by § 16.215. 

(b) The hearing officer shall limit the 

frequency and extent of discovery per-
mitted by this section if a party shows 
that— 

(1) The information requested is cu-

mulative or repetitious; 

(2) The information requested may be 

obtained from another less burdensome 
and more convenient source; 

(3) The party requesting the informa-

tion has had ample opportunity to ob-
tain the information through other dis-
covery methods permitted under this 
section; or 

(4) The method or scope of discovery 

requested by the party is unduly bur-
densome or expensive. 

§ 16.215

Depositions. 

(a) 

General.  For good cause shown, 

the hearing officer may order that the 
testimony of a witness may be taken 
by deposition and that the witness 
produce documentary evidence in con-
nection with such testimony. Gen-
erally, an order to take the deposition 
of a witness is entered only if: 

(1) The person whose deposition is to 

be taken would be unavailable at the 
hearing; 

(2) The deposition is deemed nec-

essary to perpetuate the testimony of 
the witness; or 

(3) The taking of the deposition is 

necessary to prevent undue and exces-
sive expense to a party and will not re-
sult in undue burden to other parties or 
in undue delay. 

(b) 

Application for deposition. Any 

party desiring to take the deposition of 
a witness shall make application there-
for to the hearing officer in writing, 
with a copy of the application served 
on each party. The application shall in-
clude: 

(1) The name and residence of the 

witness; 

(2) The time and place for the taking 

of the proposed deposition; 

(3) The reasons why such deposition 

should be taken; and 

(4) A general description of the mat-

ters concerning which the witness will 
be asked to testify. 

(c) 

Order authorizing deposition. If 

good cause is shown, the hearing offi-
cer, in his or her discretion, issues an 
order authorizing the deposition and 
specifying the name of the witness to 
be deposed, the location and time of 
the deposition and the general scope 
and subject matter of the testimony to 
be taken. 

(d) 

Procedures for deposition. (1) Wit-

nesses whose testimony is taken by 
deposition shall be sworn or shall af-
firm before any questions are put to 
them. Each question propounded shall 
be recorded and the answers of the wit-
ness transcribed verbatim. 

(2) Objections to questions or evi-

dence shall be recorded in the tran-
script of the deposition. The inter-
posing of an objection shall not relieve 
the witness of the obligation to answer 
questions, except where the answer 
would violate a privilege. 

(3) The written transcript shall be 

subscribed by the witness, unless the 
parties by stipulation waive the sign-
ing, or the witness is ill, cannot be 
found, or refuses to sign. The reporter 
shall note the reason for failure to 
sign. 

(e) 

Depositions of agency employees. (1) 

Depositions of Agency Employees will 
not be allowed except under the provi-
sions of 49 CFR part 9. 

VerDate Sep<11>2014 

09:06 Jun 28, 2024

Jkt 262046

PO 00000

Frm 00117

Fmt 8010

Sfmt 8010

Y:\SGML\262046.XXX

262046

jspears on DSK121TN23PROD with CFR