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755 

Federal Aviation Administration, DOT 

§ 34.60 

Subpart E—Certification Provisions 

§ 34.48

Derivative engines for emis-

sions certification purposes. 

(a) 

General.  A derivative engine for 

emissions certification purposes is an 
engine configuration that is deter-
mined to be similar in design to a pre-
viously certificated (original) engine 
for purposes of compliance with ex-
haust emissions standards (gaseous and 
smoke). A type certificate holder may 
request from the FAA a determination 
that an engine configuration is consid-
ered a derivative engine for emissions 
certification purposes. To be consid-
ered a derivative engine for emission 
purposes under this part, the configu-
ration must have been derived from the 
original engine that was certificated to 
the requirements of part 33 of this 
chapter and one of the following: 

(1) The FAA has determined that a 

safety issue exists that requires an en-
gine modification. 

(2) Emissions from the derivative en-

gines are determined to be similar. In 
general, this means the emissions must 
meet the criteria specified in para-
graph (b) of this section. The FAA may 
amend the criteria of paragraph (b) in 
unusual circumstances, for individual 
cases, consistent with good engineering 
judgment. 

(3) All of the regulated emissions 

from the derivative engine are lower 
than the original engine. 

(b) 

Emissions similarity. (1) The type 

certificate holder must demonstrate 
that the proposed derivative engine 
model’s emissions meet the applicable 
standards and differ from the original 
model’s emission rates only within the 
following ranges: 

(i) 

±

3.0 g/kN for NO

X

(ii) 

±

1.0 g/kN for HC. 

(iii) 

±

5.0 g/kN for CO. 

(iv) 

±

2.0 SN for smoke. 

(2) If the characteristic level of the 

original certificated engine model (or 
any other sub-models within the emis-
sion type certificate family tested for 
certification) before modification is at 
or above 95% of the applicable standard 
for any pollutant, an applicant must 
measure the proposed derivative engine 
model’s emissions for all pollutants to 
demonstrate that the derivative en-
gine’s resulting characteristic levels 

will not exceed the applicable emission 
standards. If the characteristic levels 
of the originally certificated engine 
model (and all other sub-models within 
the emission type certificate family 
tested for certification) are below 95% 
of the applicable standard for each pol-
lutant, the applicant may use engineer-
ing analysis consistent with good engi-
neering judgment to demonstrate that 
the derivative engine will not exceed 
the applicable emission standards. The 
engineering analysis must address all 
modifications from the original engine, 
including those approved for previous 
derivative engines. 

(c) 

Continued production allowance. 

Derivative engines for emissions cer-
tification purposes may continue to be 
produced after the applicability date 
for new emissions standards when the 
engines conform to the specifications 
of this section. 

(d) 

Non-derivative engines. If the FAA 

determines that an engine model does 
not meet the requirements for a deriva-
tive engine for emissions certification 
purposes, the type certificate holder is 
required to demonstrate that the en-
gine complies with the emissions 
standards applicable to a new engine 
type. 

[Doc. No. 34–5, 77 FR 76852, Dec. 31, 2012] 

Subpart F 

[

Reserved

Subpart G—Test Procedures for 

Engine Exhaust Gaseous Emis-
sions (Aircraft and Aircraft 
Gas Turbine Engines) 

§ 34.60

Introduction. 

(a) Use the equipment and procedures 

specified in Appendix 3, Appendix 5, 
and Appendix 6 of ICAO Annex 16, as 
applicable, to demonstrate whether en-
gines meet the applicable gaseous 
emission standards specified in subpart 
C of this part. Measure the emissions of 
all regulated gaseous pollutants. Use 
the equipment and procedures specified 
in Appendix 2 and Appendix 6 of ICAO 
Annex 16 to determine whether engines 
meet the applicable smoke standard 
specified in subpart C of this part. The 
compliance demonstration consists of 
establishing a mean value from testing 
the specified number of engines, then 

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756 

14 CFR Ch. I (1–1–24 Edition) 

§ 34.60 

calculating a ‘‘characteristic level’’ by 
applying a set of statistical factors 
that take into account the number of 
engines tested. Round each char-
acteristic level to the same number of 
decimal places as the corresponding 
emission standard. For turboprop en-
gines, use the procedures specified for 
turbofan engines, consistent with good 
engineering judgment. 

(b) Use a test fuel that meets the 

specifications described in Appendix 4 
of ICAO Annex 16. The test fuel must 
not have additives whose purpose is to 
suppress smoke, such as 
organometallic compounds. 

(c) Prepare test engines by including 

accessories that are available with pro-
duction engines if they can reasonably 
be expected to influence emissions. The 
test engine may not extract shaft 
power or bleed service air to provide 
power to auxiliary gearbox-mounted 
components required to drive aircraft 
systems. 

(d) Test engines must reach a steady 

operating temperature before the start 
of emission measurements. 

(e) In consultation with the EPA, the 

FAA may approve alternative proce-
dures for measuring emissions, includ-
ing testing and sampling methods, ana-
lytical techniques, and equipment 
specifications that differ from those 
specified in this part. Manufacturers 
and operators may request approval of 
alternative procedures by written re-
quest with supporting justification to 
the FAA and to the Designated EPA 
Program Officer. To be approved, one 
of the following conditions must be 
met: 

(1) The engine cannot be tested using 

the specified procedures; or 

(2) The alternative procedure is 

shown to be equivalent to, or more ac-
curate or precise than, the specified 
procedure. 

(f) The following landing and takeoff 

(LTO) cycles apply for emissions test-
ing and for calculating weighted LTO 
values: 

LTO T

EST

C

YCLES AND

T

IME IN

M

ODE

 

Mode 

Class 

TP 

TF, T3, T8 

TSS 

TIM (min) 

% of rO 

TIM (min) 

% of rO 

TIM (min) 

% of rO 

Taxi/idle .................................................

26.0 7 

26.0 7 

26.0 

5.8 

Takeoff ..................................................

0.5 100  0.7 100  1.2 100 

Climbout ................................................

2.5 90 2.2 85 2.0 65 

Descent .................................................

NA NA NA NA 1.2  15 

Approach ...............................................

4.5 30 4.0 30 2.3 34 

(g) Engines comply with an applica-

ble standard if the testing results show 
that the engine type certificate fam-
ily’s characteristic level does not ex-
ceed the numerical level of that stand-
ard, as described in the applicable ap-
pendix of Annex 16. 

(h) The system and procedure for 

sampling and measurement of gaseous 
emissions shall be as specified by in 
Appendices 2, 3, 4, 5 and 6 to the Inter-
national Civil Aviation Organization 
(ICAO) Annex 16, Environmental Pro-
tection, Volume II, Aircraft Engine 
Emissions, Third Edition, July 2008. 
This incorporation by reference was ap-
proved by the Director of the Federal 
Register in accordance with 5 U.S.C. 
552(a) and 1 CFR part 51. This docu-

ment can be obtained from the ICAO, 
Document Sales Unit, 999 University 
Street, Montreal, Quebec H3C 5H7, Can-
ada, phone + 1 514–954–8022, or 
www.icao.int  or  sales25icao.int.  Copies 
can be reviewed at the FAA New Eng-
land Regional Office, 12 New England 
Executive Park, Burlington, Massachu-
setts, 781–238–7101, or at the National 
Archives and Records Administration 
(NARA). For information on the avail-
ability of this material at NARA, call 
202–741–6030, or go to: 

http:// 

www.archives.gov/federal

_

register/ 

code

_

of

_

federal

_

regulations/ 

ibr

_

locations.html. 

[Doc. No. FAA–2012–1333, 77 FR 76853, Dec. 31, 
2012, as amended by Doc. No. FAA–2018–0119, 
Amdt. 34–6, 83 FR 9170, Mar. 5, 2018] 

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