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853 

Federal Aviation Administration, DOT 

§ 93.218 

(8) To the extent vacant slots are 

available, additional slots during the 
high density hours shall be allocated at 
Kennedy Airport for new international 
scheduled air carrier and commuter op-
erations (beyond those operations for 
which slots have been allocated under 
§§ 93.215 and 93.217(a)(5)), if a request is 
submitted to the office specified in 
§ 93.221(a)(1) by the deadline published 
in a F

EDERAL

R

EGISTER

notice for each 

season. In addition, slots may be with-
drawn from domestic operations for op-
erations at Kennedy Airport under this 
paragraph if required by international 
obligations. 

(9) In determining the hour in which 

a slot request under §§ 93.217(a)(6) and 
93.217(a)(8) will be granted, the fol-
lowing will be taken into consider-
ation, among other things: 

(i) The availability of vacant slot 

times; 

(ii) International obligations; 
(iii) Airport terminal capacity, in-

cluding facilities and personnel of the 
U.S. Customs Service and the U.S. Im-
migration and Naturalization Service; 

(iv) The extent and regularity of in-

tended use of a slot; and 

(v) Schedule constraints of carriers 

requesting slots. 

(10) At O’Hare Airport, a slot will not 

be allocated under this section to a 
carrier holding or operating 100 or 
more permanent slots on the previous 
May 15 for a winter season or October 
15 for a summer season unless: 

(i) Allocation of the slot does not re-

sult in a total allocation to that car-
rier under this section that exceeds the 
number of slots allocated to and sched-
uled by that carrier under this section 
on February 23, 1990, and as reduced by 
the number of slots reclassified under 
§ 93.218, and does not exceed by more 
than 2 the number of slots allocated to 
and scheduled by that carrier during 
any half hour of that day, or 

(ii) Notwithstanding the number of 

slots allocated under paragraph 
(a)(10)(i) of this section, a slot is avail-
able for allocation without withdrawal 
of a permanent slot from any carrier. 

(b) If a slot allocated under § 93.215 

was scheduled for an operation de-
scribed in paragraph (a)(1) of this sec-
tion on December 16, 1985, its use shall 
be subject to the requirements of para-

graphs (a)(1) through (a)(4) of this sec-
tion. The requirements also apply to 
slots used for international operations 
at LaGuardia Airport. 

(c) If a slot is offered to a carrier in 

other than the hour requested, the car-
rier shall have 14 days after the date of 
the offer to accept the newly offered 
slot. Acceptance must be in writing 
and sent to the office specified in 
§ 93.221(a)(1) and must repeat the cer-
tified statements required by para-
graph (e) of this section. 

(d) The Office of the Secretary of 

Transportation reserves the right not 
to apply the provisions of this section, 
concerning the allocation of slots, to 
any foreign air carrier or commuter op-
erator of a country that provides slots 
to U.S. air carriers and commuter oper-
ators on a basis more restrictive than 
provided by this subpart. Decisions not 
to apply the provisions of this section 
will be made by the Office of the Sec-
retary of Transportation. 

(e) Each request for slots under this 

section shall state the airport, days of 
the week and time of the day of the de-
sired slots and the period of time the 
slots are to be used. Each request shall 
identify whether the slot is requested 
under paragraph (a)(5), (6), or (8) and 
identify any changes from the previous 
year if requested under both para-
graphs. The request must be accom-
panied by a certified statement signed 
by an officer of the operator indicating 
that the operator has or has contracted 
for aircraft capable of being utilized in 
using the slots requested and that the 
operator has bona fide plans to use the 
requested slots for operations described 
in paragraph (a). 

[Doc. No. 24105, 51 FR 21717, June 13, 1986, as 
amended by Amdt. 93–61, 55 FR 53243, Dec. 27, 
1990; 56 FR 1059, Jan. 10, 1991; Amdt. 93–78, 64 
FR 53565, Oct. 1, 1999] 

§ 93.218

Slots for transborder service 

to and from Canada. 

(a) Except as otherwise provided in 

this subpart, international slots identi-
fied by U.S. carriers for international 
operations in December 1985 and the 
equivalent number of international 
slots held as of February 24, 1998, will 
be domestic slots. The Chief Counsel of 
the FAA shall be the final decision-
maker for these determinations. 

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854 

14 CFR Ch. I (1–1–24 Edition) 

§ 93.219 

(b) Canadian carriers shall have a 

guaranteed base level of slots of 42 
slots at LaGuardia, 36 slots at O’Hare 
for the Sumner season, and 32 slots at 
O’Hare in the Winter season. 

(c) Any modification to the slot base 

by the Government of Canada or the 
Canadian carriers that results in a de-
crease of the guaranteed base in para-
graph (b) of this section shall perma-
nently modify the base number of 
slots. 

[Doc. No. FAA–1999–4971, 64 FR 53565, Oct. 1, 
1999] 

§ 93.219

Allocation of slots for essential 

air service operations and applica-
ble limitations. 

Whenever the Office of the Secretary 

of Transportation determines that 
slots are needed for operations to or 
from a High Density Traffic Airport 
under the Department of Transpor-
tation’s Essential Air Service (EAS) 
Program, those slots shall be provided 
to the designated air carrier or com-
muter operator subject to the following 
limitations: 

(a) Slots obtained under this section 

may not be bought, sold, leased or oth-
erwise transferred, except that such 
slots may be traded for other slots on a 
one-for-one basis at the same airport. 

(b) Any slot obtained under this sec-

tion must be returned to the FAA if it 
will not be used for EAS purposes for 
more than a 2-week period. A slot re-
turned under this paragraph may be re-
allocated to the operator which re-
turned it upon request to the FAA of-
fice specified in § 93.221(a)(1) if that slot 
has not been reallocated to an operator 
to provide substitute essential air serv-
ice. 

(c) Slots shall be allocated for EAS 

purposes in a time period within 90 
minutes of the time period requested. 

(d) The Department will not honor 

requests for slots for EAS purposes to a 
point if the requesting carrier has pre-
viously traded away or sold slots it had 
used or obtained for use in providing 
essential air service to that point. 

(e) Slots obtained under Civil Aero-

nautics Board Order No. 84–11–40 shall 
be considered to have been obtained 
under this section. 

§ 93.221

Transfer of slots. 

(a) Except as otherwise provided in 

this subpart, effective April 1, 1986, 
slots may be bought, sold or leased for 
any consideration and any time period 
and they may be traded in any com-
bination for slots at the same airport 
or any other high density traffic air-
port. Transfers, including leases, shall 
comply with the following conditions: 

(1) Requests for confirmation must be 

submitted in writing to Slot Adminis-
tration Office, AGC–230, Office of the 
Chief Counsel, Federal Aviation Ad-
ministration, 800 Independence Ave., 
SW., Washington, DC 20591, in a format 
to be prescribed by the Administrator. 
Requests will provide the names of the 
transferor and recipient; business ad-
dress and telephone number of the per-
sons representing the transferor and 
recipient; whether the slot is to be used 
for an arrival or departure; the date 
the slot was acquired by the transferor; 
the section of this subpart under which 
the slot was allocated to the trans-
feror; whether the slot has been used 
by the transferor for international or 
essential air service operations; and 
whether the slot will be used by the re-
cipient for international or essential 
air service operations. After with-
drawal priorities have been established 
under § 93.223 of this part, the requests 
must include the slot designations of 
the transferred slots as described in 
§ 93.223(b)(5). 

(2) The slot transferred must come 

from the transferor’s then-current 
FAA-approved base. 

(3) Written evidence of each trans-

feror’s consent to the transfer must be 
provided to the FAA. 

(4) The recipient of a transferred slot 

may not use the slot until written con-
firmation has been received from the 
FAA. 

(5)(i) Until a slot obtained by a new 

entrant or limited incumbent carrier in 
a lottery held under § 93.225 after June 
1, 1991, has been used by the carrier 
that obtained it for a continuous 24- 
month period after the lottery in ac-
cordance with § 93.227(a), that slot may 
be transferred only by trade for one or 
more slots at the same airport or to 
other new entrant or limited incum-
bent carriers under § 93.221(a)(5)(iii). 
This transfer restriction shall apply to 

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